-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLHS4lXlCUwXRvRfVwhohs7NY0L0dRu3oEywwgOqNNx0A24dbJ5YvjRVAyMEhmhU UjtOtGGbM9trjzzE4uWHDA== 0001095811-01-001070.txt : 20010214 0001095811-01-001070.hdr.sgml : 20010214 ACCESSION NUMBER: 0001095811-01-001070 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 GROUP MEMBERS: CLIFTON INVESTMENTS, L.P. GROUP MEMBERS: COOPER CAPITAL, LLC GROUP MEMBERS: COOPER PETER C GROUP MEMBERS: PETER C COOPER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JONES SODA CO CENTRAL INDEX KEY: 0001083522 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 911696175 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-58549 FILM NUMBER: 1535413 BUSINESS ADDRESS: STREET 1: 234 9TH AVE NORTH STREET 2: SEATTLE CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 8006566050 MAIL ADDRESS: STREET 1: 1356 FRANCES STREET CITY: BRITISH COLUMBIA STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: URBAN JUICE & SODA CO LTD /WY/ DATE OF NAME CHANGE: 19990407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COOPER PETER C CENTRAL INDEX KEY: 0001082790 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2010 MAIN ST STREET 2: SUITE 1220 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9492511400 MAIL ADDRESS: STREET 1: 2010 MAIN ST STREET 2: SUITE 1220 CITY: IRVINE STATE: CA ZIP: 92614 SC 13G/A 1 a69540a1sc13ga.txt AMENDMENT NO.1 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------- SCHEDULE 13G/A (Rule 13d-102) (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) JONES SODA CO. ------------------ (Name of Issuer) COMMON STOCK, NO PAR VALUE ----------------------------- (Title of Class of Securities) 916902109 --------------- (CUSIP Number) FEBRUARY 14, 2001 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) Page 1 of 8 2 SCHEDULE 13G - --------------------------- ----------------- CUSIP NO. 916902109 PAGE 2 OF 8 PAGES - --------------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) CLIFTON INVESTMENTS, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- Number of ----------------------------------------------------------- Shares 6 SHARED VOTING POWER Beneficially Owned By 1,078,300(1) Each ---------------------------------------------------------- Reporting 7 SOLE DISPOSITIVE POWER Person With -0- ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,078,300(1) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,078,300(1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) The shares are held by Clifton Investments, L.P. Cooper Capital, LLC is the sole general partner of Clifton Investments, L.P. and as the general partner, it may be deemed to have shared voting and investment power for the shares held by Clifton Investments, L.P. Peter C. Cooper, a Director of the Issuer, is the managing member of Cooper Capital, LLC. The principals of Clifton Investments, L.P. disclaim beneficial ownership of all such shares held by Clifton Investments, L.P., except to the extent of their proportionate pecuniary interests therein. 3 SCHEDULE 13G - --------------------------- ----------------- CUSIP NO. 916902109 PAGE 3 OF 8 PAGES - --------------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) COOPER CAPITAL, LLC, A DELAWARE LIMITED LIABILITY COMPANY - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- Number of ------------------------------------------------- Shares 6 SHARED VOTING POWER Beneficially Owned By 1,078,300(1) Each ------------------------------------------------- Reporting 7 SOLE DISPOSITIVE POWER Person With -0- ------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,078,300(1) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,078,300(1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) The shares are held by Clifton Investments, L.P. Cooper Capital, LLC is the sole general partner of Clifton Investments, L.P. and as the general partner, it may be deemed to have shared voting and investment power for the shares held by Clifton Investments, L.P. Peter C. Cooper, a Director of the Issuer, is the managing member of Cooper Capital, LLC. The principals of Cooper Capital, LLC disclaim beneficial ownership of all such shares held by Clifton Investments, L.P., except to the extent of their proportionate pecuniary interests therein. 4 SCHEDULE 13G - --------------------------- ----------------- CUSIP NO. 916902109 PAGE 4 OF 8 PAGES - --------------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) PETER C. COOPER - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW ZEALAND - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 35,000 --------------------------------------------------- 6 SHARED VOTING POWER Number of Shares 1,078,300(1) Beneficially --------------------------------------------------- Owned By 7 SOLE DISPOSITIVE POWER Each Reporting 35,000 Person --------------------------------------------------- With 8 SHARED DISPOSITIVE POWER 1,078,300(1) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,113,300(1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) Except for 35,000 shares over which Mr. Cooper exercises sole voting and dispositive power, the shares are held by Clifton Investments, L.P. Cooper Capital, LLC is the sole general partner of Clifton Investments, L.P. and as the general partner, it may be deemed to have shared voting and investment power for the shares held by Clifton Investments, L.P. Peter C. Cooper, a Director of the Issuer, is the managing member of Cooper Capital, LLC. Peter C. Cooper disclaims beneficial ownership of all such shares held by Clifton Investments, L.P., except to the extent of his proportionate pecuniary interests therein. 5 ITEM 1(a) NAME OF ISSUER: Jones Soda Co. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 234 9th Avenue North, Seattle, Washington 98109. ITEM 2(a) NAME OF PERSON FILING: This statement is filed by: Clifton Investments, L.P., a Delaware limited partnership, Cooper Capital, LLC, a Delaware limited liability company, and Peter C. Cooper The foregoing persons are hereinafter referred to as the "Reporting Person." ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of each of the Reporting Person is 26 Corporate Plaza, Suite 280, Newport Beach, California 92660 ITEM 2(c) CITIZENSHIP: Clifton Investments, L.P. - Delaware Cooper Capital, LLC - Delaware Peter C. Cooper - United States ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, no par value ITEM 2(e) CUSIP NUMBER: 916902109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); Page 5 of 8 6 (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Not Applicable. This Schedule is filed pursuant to 13d-1(c). ITEM 4. OWNERSHIP: A. Clifton Investments, L.P and Cooper Capital, LLC. The shares are held by Clifton Investments, L.P. Cooper Capital, LLC is the sole general partner of Clifton Investments, L.P. and as the general partner, it may be deemed to have shared voting and investment power for the shares held by Clifton Investments, L.P. Peter C. Cooper, a Director of the Issuer, is the managing member of Cooper Capital, LLC. (a) Amount beneficially owned: 1,078,300 (b) Percent of class: 5.6%. (c) (i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 1,078,300 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 1,078,300 B. Peter C. Cooper. Peter C. Cooper, a Director of the Issuer, is the managing member of Cooper Capital, LLC and may be deemed to have shared voting and investment power for the shares held by Clifton Investments, L.P. and Cooper Capital, LLC. (a) Amount beneficially owned: 1,113,300 (b) Percent of class: 5.8%. (c) (i) Sole power to vote or direct the vote: 35,000 (ii) Shared power to vote or direct the vote: 1,078,300 (iii) Sole power to dispose or direct the disposition: 35,000 (iv) Shared power to dispose or direct the disposition: 1,078,300 Page 6 of 8 7 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. The Reporting Person hereby makes the following certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 of 8 8 SIGNATURES After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2001 Clifton Investments, L.P., a Delaware limited partnership By: Cooper Capital, LLC, a Delaware limited liability company, its General Partner By: /s/ Peter C. Cooper ------------------------------------------ Peter C. Cooper, Sole Manager Cooper Capital, LLC, a Delaware limited liability company By: /s/ Peter C. Cooper ----------------------------------------- Peter C. Cooper, Sole Manager /s/ Peter D. Cooper ----------------------------------------- Peter C. Cooper Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----